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证券经纪人管理暂行规定
释义
法律分析:证券经纪人管理暂行规定是为了加强对证券经纪人的监管,规范证券经纪人执业行为,保护客户的合法权益,根据《证券法》和《证券公司监督管理条例》,制定本规定。
法律依据:《证券经纪人管理暂行规定》 第一条 为了加强对证券经纪人的监管,规范证券经纪人的执业行为,保护客户的合法权益,根据《证券法》和《证券公司监督管理条例》(以下简称《条例》),制定本规定。
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更新时间:2026/3/25 18:42:03