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问题
私下接受客户委托买卖证券的证券公司从业人员,没有合法所得的,会被怎样处罚呢?
释义
《中华人民共和国证券法》第二百一十五条证券公司及其从业人员违反本法规定,私下接受客户委托买卖证券的,责令改正,给予警告,没收违法所得,并处以违法所得一倍以上五倍以下的罚款;没有违法所得或者违法所得不足十万元的,处以十万元以上三十万元以下的罚款。
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更新时间:2026/5/22 20:48:09